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AES CORP — Director's Dealing 2024
Feb 14, 2024
30641_dirs_2024-02-14_1b1d3766-b6df-406c-9948-2bcac637debf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2024-02-12
Reporting Person: Gluski Andres (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-12 | Common Stock | M | 396053 | $14.63 | Acquired | 1922502 | Direct |
| 2024-02-12 | Common Stock | F | 361986 | $16.88 | Disposed | 1560516 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-12 | Stock Option (Right to Buy) | $14.63 | M | 396053 | Disposed | 2024-02-21 | Common Stock (396053) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 31429 | Indirect |
Footnotes
F1: Since the last Form 4 filing on November 8, 2023, the reporting person acquired 301 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 13, 2024.
F2: Reflects mandatory withholding transaction with AES for the payment of the option exercise price and associated taxes. There was no transaction in the market.
F3: This Stock Option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 21, 2017