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AES CORP — Director's Dealing 2024
May 21, 2024
30641_dirs_2024-05-21_147ae3bb-9010-4083-a2a8-e550cb899647.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2024-05-20
Reporting Person: Da Santos Bernerd (EVP and President, Renewables)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-20 | Common Stock | M | 66250 | $11.89 | Acquired | 366922 | Direct |
| 2024-05-20 | Common Stock | S | 66250 | $21.15 | Disposed | 300672 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-20 | Stock Option (Right to Buy) | $11.89 | M | 66250 | Disposed | 2025-02-20 | Common Stock (66250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 30456 | Indirect |
Footnotes
F1: Since the last Form 4 filing on February 26, 2024, the reporting person acquired 245 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated May 20, 2024.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.15 to $21.20, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
F3: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.