AES CORP — Director's Dealing 2023

Dec 14, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2023-12-13

Reporting Person: Mendoza Tish (EVP & Chief HR Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-12-13	Common Stock	M	24643	$14.63	Acquired	188855	Direct
2023-12-13	Common Stock	S	21594	$18.95	Disposed	167261	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-12-13	Stock Option (Right to Buy)	$14.63	M	24643	Disposed	2024-02-21	Common Stock (24643)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	26998	Indirect

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.94 to $18.97, inclusive. The reporting person undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

F2: Since the last Form 4 filing on February 27, 2023, the reporting person acquired 693 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated December 14, 2023.

F3: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 21, 2015, February 21, 2016 and February 20, 2017.