AES CORP — Director's Dealing 2022

Feb 4, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2022-01-25

Reporting Person: Nebreda Julian (President, US&Glob. Bus. Lines)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	26969	Indirect
Common Stock	70007	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
IRP Unit	$		Common Stock (78352)		Direct
Stock Option (Right to Buy)	$14.63	2024-02-21	Common Stock (26917)		Direct
Stock Option (Right to Buy)	$11.89	2025-02-20	Common Stock (46092)		Direct

Footnotes

F1: This information is based on a plan statement relating to The AES Corporation Retirement Savings Plan dated January 31, 2022.

F2: Includes Restricted Stock Unit awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan.

F3: These units were awarded pursuant to the International Retirement Plan (the "IRP"). Generally, units under the IRP are paid out in cash following termination of employment or later per the IRP document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock, and units under the IRP are 100% vested upon award.

F4: This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan on February 21, 2014. The stock option vested and became exercisable in three equal annual installments beginning on the first anniversary of the grant date.

F5: This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan on February 20, 2015. The stock option vested and became exercisable in three equal annual installments beginning on the first anniversary of the grant date.