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AES CORP — Director's Dealing 2022
Mar 7, 2022
30641_dirs_2022-03-07_38627219-e5f0-44d8-b86c-0993e6a31634.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2022-03-03
Reporting Person: Da Santos Bernerd (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-03 | Common Stock | A | 43170 | — | Acquired | 254813 | Direct |
| 2022-03-03 | Common Stock | F | 18741 | $21.46 | Disposed | 236072 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock - 401(k) | 28386 | Indirect |
Footnotes
F1: This Performance Stock Unit ("PSU") award was granted on February 22, 2019 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on March 3, 2022. Each earned PSU entitles the holder to one share of AES Common Stock.
F2: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 22, 2019.
F3: Since the last Form 4 filing on February 28, 2022, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated March 4, 2022.