AES CORP — Director's Dealing 2022

Dec 30, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2022-12-28

Reporting Person: Gluski Andres (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-28	Common Stock	M	748625	$11.89	Acquired	2034129	Direct
2022-12-28	Common Stock	S	748625	$28.43	Disposed	1285504	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-12-28	Stock Option (Right to Buy)	$11.89	M	748625	Disposed	2025-02-20	Common Stock (748625)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	30429	Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2022.

F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.17 to $28.92, inclusive. The reporting undertakes to provide, upon request by the Securities and Exchange Commission Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.

F3: Since the last Form 4 filing on March 7, 2022, the reporting person acquired 595 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated December 28, 2022.

F4: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments on February 20, 2016, February 20, 2017 and February 20, 2018.