AES CORP — Director's Dealing 2021

Oct 22, 2021

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2021-10-15

Reporting Person: Coughlin Stephen (EVP and CFO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9587	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Units	$		Common Stock (288.81)		Direct

Footnotes

F1: Represents Restricted Stock Units ("RSUs") granted pursuant to The AES Corporation 2003 Long Term Compensation Plan.

F2: These units were awarded pursuant to the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under the Restoration Plan are paid out in cash following termination of employment or later per the Restoration Plan document. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock, and units under the Restoration Plan are 100% vested upon award.