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AES CORP Director's Dealing 2021

Oct 29, 2021

30641_dirs_2021-10-28_dd8169c2-66cc-4bbd-8407-174a8e58a80c.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2021-10-28

Reporting Person: AES CORP (10% Owner)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
LLC Units of Fluence Energy, LLC $ Class A Common Stock (58586695) Indirect

Footnotes

F1: The LLC Units of Fluence Energy, LLC ("OpCo Units") and an equal number of shares of Class B-1 Common Stock, together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date.

F2: The OpCo Units are held by AES Grid Stability, LLC, which is a wholly owned subsidiary of the AES Corporation.