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AES CORP — Director's Dealing 2021
Oct 29, 2021
30641_dirs_2021-10-28_dd8169c2-66cc-4bbd-8407-174a8e58a80c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Fluence Energy, Inc. (FLNC)
CIK: 0001868941
Period of Report: 2021-10-28
Reporting Person: AES CORP (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| LLC Units of Fluence Energy, LLC | $ | Class A Common Stock (58586695) | Indirect |
Footnotes
F1: The LLC Units of Fluence Energy, LLC ("OpCo Units") and an equal number of shares of Class B-1 Common Stock, together are exchangeable at the discretion of the holder for, at the Issuer's election, shares of Class A Common Stock on a one-for-one basis or the cash value thereof, subject to certain exceptions, conditions and adjustments, and have no expiration date.
F2: The OpCo Units are held by AES Grid Stability, LLC, which is a wholly owned subsidiary of the AES Corporation.
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