AI assistant
AES CORP — Director's Dealing 2020
Jan 30, 2020
30641_dirs_2020-01-30_258a2dee-d643-4ae2-aef8-1cf77769ffaa.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2020-01-27
Reporting Person: Gluski Andres (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-27 | Common Stock | M | 23158 | $12.18 | Acquired | 1392997 | Direct |
| 2020-01-27 | Common Stock | F | 17151 | $20.08 | Disposed | 1375846 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-01-27 | Stock Option (Right to Buy) | $12.18 | M | 23158 | Disposed | 2020-02-19 | Common Stock (23158) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 27974 | Indirect |
Footnotes
F1: Reflects tax and exercise price withholding. There was no transaction in the market.
F2: Since the last Form 4 filing on May 13, 2019, the reporting person acquired 689 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated January 29, 2020.
F3: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan. This award vested in three equal annual installments such that one third vested on each of February 19, 2011, February 19, 2012, and February 19, 2013.