AES CORP — Director's Dealing 2020

Feb 26, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2020-02-21

Reporting Person: Kohan Sherry (Vice President & Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-21	Common Stock	A	2170	—	Acquired	42902	Direct
2020-02-22	Common Stock	F	554	$20.75	Disposed	42348	Direct
2020-02-23	Common Stock	F	926	$20.75	Disposed	41422	Direct
2020-02-24	Common Stock	F	707	$20.25	Disposed	40715	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	29008	Indirect

Footnotes

F1: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019.

F3: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

F4: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

F5: Since the Form 3 filing on February 7, 2020, the reporting person acquired 197 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 24, 2020.