AES CORP — Director's Dealing 2020

Feb 26, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2020-02-21

Reporting Person: Pimenta Gustavo (EVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-21	Common Stock	A	11928	—	Acquired	54636	Direct
2020-02-22	Common Stock	F	1395	$20.75	Disposed	53241	Direct
2020-02-23	Common Stock	F	1282	$20.75	Disposed	51959	Direct
2020-02-24	Common Stock	F	1021	$20.25	Disposed	50938	Direct

Footnotes

F1: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 21, 2021, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 22, 2019.

F3: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

F4: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.