AES CORP — Director's Dealing 2020

Mar 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2020-03-03

Reporting Person: Gluski Andres (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-03	Common Stock	M	107807	$12.88	Acquired	1634236	Direct
2020-03-03	Common Stock	F	93258	$17.43	Disposed	1540978	Direct
2020-03-03	Common Stock	M	99734	$9.76	Acquired	1640712	Direct
2020-03-03	Common Stock	F	77045	$17.43	Disposed	1563667	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-03	Stock Option (Right to Buy)	$12.88	M	107807	Disposed	2021-02-18	Common Stock (107807)	Direct
2020-03-03	Stock Option (Right to Buy)	$9.76	M	99734	Disposed	2021-09-30	Common Stock (99734)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	28166	Indirect

Footnotes

F1: Reflects tax and exercise price withholding. There was no transaction in the market.

F2: Since the last Form 4 filing on February 25, 2020, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated March 4, 2020.

F3: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan. This award vested in three equal annual installments such that one third vested on each of February 18, 2012, February 18, 2013, and February 18, 2014.

F4: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan. This award vested in three equal installments such that one third vested on each of September 30, 2012, September 30, 2013 and September 30, 2014.