AES CORP — Director's Dealing 2019

Feb 27, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2019-02-22

Reporting Person: Blake Sarah (Vice President & Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-02-22	Common Stock	A	2784	—	Acquired	19128	Direct
2019-02-23	Common Stock	F	460	$17.53	Disposed	18668	Direct
2019-02-24	Common Stock	F	689	$17.53	Disposed	17979	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1613	Indirect
Common Stock	2500	Indirect

Footnotes

F1: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.

F3: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.

F4: Since the last Form 4 filing on February 21, 2019, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan.