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AES CORP — Director's Dealing 2019
Feb 27, 2019
30641_dirs_2019-02-26_c261b506-eead-4db0-9319-bf7a6f7b1182.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2019-02-22
Reporting Person: Pimenta Gustavo (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-22 | Common Stock | A | 12835 | — | Acquired | 44995 | Direct |
| 2019-02-23 | Common Stock | F | 1291 | $17.53 | Disposed | 43704 | Direct |
| 2019-02-24 | Common Stock | F | 996 | $17.53 | Disposed | 42708 | Direct |
Footnotes
F1: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 22, 2020, if certain continuing employment and performance conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 23, 2018.
F3: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.