AI assistant
AES CORP — Director's Dealing 2019
Sep 4, 2019
30641_dirs_2019-09-04_4416952e-2dde-45e3-9176-c2973eb7c6b9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2019-08-30
Reporting Person: Nebreda Julian (SVP, Andes SBU President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-08-30 | Common Stock | S | 6000 | $15.25 | Disposed | 35314 | Direct |
| 2019-08-30 | Common Stock | M | 12864 | $12.18 | Acquired | 48178 | Direct |
| 2019-08-30 | Common Stock | S | 12864 | $15.24 | Disposed | 35314 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-30 | Stock Option (Right to Buy) | $12.18 | M | 12864 | Disposed | 2020-02-19 | Common Stock (12864) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 25284 | Indirect |
Footnotes
F1: Since the last Form 4 filing on February 26, 2019, the reporting person acquired 440 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated September 3, 2019.
F2: This stock option was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and vested in three equal annual installments. The first installment vested on February 19, 2011, the second installment vested on February 19, 2012 and the final installment vested on February 19, 2013.