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AES CORP — Director's Dealing 2018
Feb 2, 2018
30641_dirs_2018-02-02_e4bb3d62-2cbb-4a6a-b66e-47cdc5c10de8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2018-02-01
Reporting Person: Mohan Vineet (Sr. VP Global Engr & Const)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-01 | Units | $ | I | 8503 | Disposed | Common Stock (8503) | Direct |
Footnotes
F1: There was no sale in the market. The reporting person established a special purpose account under The AES Corporation Restoration Supplemental Retirement Plan ("RSRP") in 2012. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year designated by the participant as his distribution date.