AI assistant
AES CORP — Director's Dealing 2018
Feb 28, 2018
30641_dirs_2018-02-27_426d5b9c-96a1-472d-8d0a-5a6f7e9264f0.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2018-02-23
Reporting Person: Blake Sarah (Vice President & Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-23 | Common Stock | A | 4652 | $10.49 | Acquired | 17906 | Direct |
| 2018-02-24 | Common Stock | F | 689 | $10.49 | Disposed | 17217 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1556 | Indirect |
| Common Stock | 2500 | Indirect |
Footnotes
F1: Includes Restricted Stock Unit ("RSU") awards granted pursuant to The AES Corporation 2003 Long Term Compensation Plan, with each award vesting in three equal annual installments from the date of grant if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted.
F2: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2017.
F3: Since the last Form 4 filing on February 21, 2018, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan.