AES CORP — Director's Dealing 2017

Feb 3, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2017-02-01

Reporting Person: miller brian a (EVP, General Counsel and Secy)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-01	Units	$	I	22505	Disposed		Common Stock (22505)	Direct

Footnotes

F1: There was no sale in the market. The reporting person established three special purpose accounts under The AES Corporation Restoration Supplemental Retirement Plan (the "RSRP") in 2006, 2007 and 2011. The distribution date of the accounts, including the hypothetical AES shares, was made at the time each account was opened. Prior to payment, the reporting person had the right to transfer the value of his account into an alternative investment account. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock. Under the terms of the RSRP, distributions are automatically paid in cash and not in stock beginning on or about February 1st of the year following the year designated by the participant as his distribution date.