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AES CORP — Director's Dealing 2017
Feb 23, 2017
30641_dirs_2017-02-22_642c951f-c8bc-4841-8725-bdc0ee2eb56c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2017-02-17
Reporting Person: O'Flynn Thomas M. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-02-17 | Common Stock | F | 3712 | $11.46 | Disposed | 266580 | Direct |
| 2017-02-17 | Common Stock | F | 5446 | $11.46 | Disposed | 261134 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8839 | Indirect |
Footnotes
F1: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the Restricted Stock Units ("RSUs") granted February 20, 2015. There was no transaction in the market.
F2: Reflects tax withholding paid in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2016. There was no transaction in the market.
F3: Since the last Form 4 filing on February 23, 2016, the reporting person acquired 1,255 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated February 17, 2017.