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AES CORP Director's Dealing 2017

Apr 26, 2017

30641_dirs_2017-04-25_8ce75cfb-8202-47b0-bed7-96c89602633e.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2017-04-23

Reporting Person: Da Santos Bernerd (Sr. VP and COO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-04-23 Common Stock F 4974 $11.38 Disposed 91486 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 23944 Indirect

Footnotes

F1: Reflects tax withholding paid in connection with the vesting and settlement of one-half of the Restricted Stock Units ("RSUs") granted April 23, 2015. There was no transaction in the market.

F2: Since the last Form 4 filing on February 28, 2017, the reporting person acquired no additional shares of AES Common Stock under The AES Corporation Retirement Savings Plan.