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AES CORP Director's Dealing 2016

Feb 18, 2016

30641_dirs_2016-02-17_ee307656-c63e-434b-8c06-56b2c69cc9ff.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2016-02-15

Reporting Person: HACKENSON ELIZABETH (Sr. VP and CIO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-15 Common Stock F 1449 $9.17 Disposed 67210 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 9119 Indirect

Footnotes

F1: Reflects tax withholding paid in connection with the settlement of one-third of the Restricted Stock Unit award granted on February 15, 2013. There was no transaction in the market.

F2: Between November 11, 2015 and February 15, 2016, the reporting person acquired 92 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated February 15, 2016.