AES CORP — Director's Dealing 2016

Feb 24, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2016-02-19

Reporting Person: Souza Fabian (VP and Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-02-19	Common Stock	F	468	$9.41	Disposed	9171	Direct
2016-02-19	Common Stock	F	910	$9.41	Disposed	8261	Direct
2016-02-19	Common Stock	A	5440	—	Acquired	13701	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	15709	Indirect

Footnotes

F1: Reflects tax withholding in connection with the vesting and settlement of one third of the Restricted Stock Units ("RSUs") granted in February 2014.

F2: Reflects tax withholding in connection with the vesting and settlement of one third of RSUs granted in February 2015.

F3: This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 19, 2017, if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.

F4: Since the last Form 4 filing on February 17, 2016, the reporting person acquired 182 shares of AES Common Stock under The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 19, 2016.