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AES CORP — Director's Dealing 2016
Dec 14, 2016
30641_dirs_2016-12-14_67172ea8-7af8-4a65-a2de-e91e365d0413.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2016-12-12
Reporting Person: Chilton Michael (Sr. VP Global Engr & Const)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-12 | Common Stock | F | 3114 | $12.01 | Disposed | 64345 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15697 | Indirect |
| Common Stock | 104 | Indirect |
Footnotes
F1: Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Unit award granted on December 12, 2014. There was no transaction in the market.
F2: Since the last Form 4 filing on February 23, 2016, the reporting person acquired 1,593 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated December 12, 2016.
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