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AES CORP — Director's Dealing 2015
Apr 27, 2015
30641_dirs_2015-04-27_e8c0742f-1d6c-44f1-9231-f4875fb9c742.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2015-04-23
Reporting Person: Da Santos Bernerd (Sr. VP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-23 | Common Stock | A | 30053 | — | Acquired | 53143 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 21057 | Indirect |
Footnotes
F1: This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest 50% on 4/23/2017 and 50% on 4/23/2018 if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock.
F2: Between February 20, 2015 and April 24, 2015, this reporting person acquired 934 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated April 24, 2015.