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AES CORP — Director's Dealing 2015
Nov 13, 2015
30641_dirs_2015-11-12_1a631ef0-86df-494a-a17f-b43ef48e92d4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2015-11-10
Reporting Person: Chilton Michael (Sr. VP Global Engr & Const)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-10 | Common Stock | I | 8458 | $10.05 | Acquired | 13886 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-10 | Units | $ | I | 3515 | Acquired | Common Stock (3515) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 58205 | Direct |
| Common Stock | 104 | Indirect |
Footnotes
F1: On November 10, 2015, this reporting person acquired 8,458 shares of AES Common Stock through The AES Corporation Retirement Savings Plan (the "Plan").
F2: Includes 962 shares of AES Common Stock that this reporting person acquired under the Plan between February 21, 2015 and November 9, 2015.
F3: These units were acquired under the Restoration Supplemental Retirement Plan ("Restoration Plan"). Generally, units under this plan are paid out in cash following termination of employment or later as provided under the terms of the Restoration Plan. Each unit represents a hypothetical AES investment equal to one share of AES Common Stock and units under the Restoration Plan are 100% vested.