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AES CORP — Director's Dealing 2014
Feb 20, 2014
30641_dirs_2014-02-19_0e66c4ea-7337-4abd-9a54-114bd6640603.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2014-02-15
Reporting Person: HACKENSON ELIZABETH (Sr. VP and CIO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-02-15 | Common Stock | F | 1449 | $14.62 | Disposed | 41088 | Direct |
| 2014-02-17 | Common Stock | F | 980 | $14.62 | Disposed | 40108 | Direct |
| 2014-02-18 | Common Stock | F | 899 | $14.76 | Disposed | 39209 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7035 | Indirect |
Footnotes
F1: Reflects tax withholding paid in connection with the settlement of one-third of the Restricted Stock Unit award granted on 2/15/2013. There is no transaction in the market.
F2: Reflects tax withholding paid in connection with the settlement of one-third of the Restricted Stock Unit award granted on 2/17/2012. There is no transaction in the market.
F3: Reflects tax withholding paid in connection with the settlement of one-third of the Restricted Stock Unit award granted on 2/18/2011. There is no transaction in the market.
F4: Between December 26, 2013 and February 19, 2014, the reporting person acquired 24 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated February 19, 2014.