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AES CORP — Director's Dealing 2014
Apr 21, 2014
30641_dirs_2014-04-21_37129ee1-eeb5-4961-861e-0166e8eae608.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2014-04-17
Reporting Person: MILLER JAMES H (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-04-17 | Deferred Units | $ | A | 14084 | Acquired | Common Stock (14084) | Direct | |
| 2014-04-17 | Stock Option (Right to Buy) | $14.26 | A | 19280 | Acquired | 2024-04-17 | Common Stock (19280) | Direct |
Footnotes
F1: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 22, 2010.
F2: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan, as amended April 22, 2010. This award will vest in three equal annual installments such that one third will vest on 4/17/2015, one third will vest on 4/17/2016 and the remaining third will vest on 4/17/2017.