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AES CORP — Director's Dealing 2014
Sep 5, 2014
30641_dirs_2014-09-05_af8b3a27-a6f7-419a-bd57-b9490d9ef536.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2014-09-04
Reporting Person: O'Flynn Thomas M. (EVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-04 | Common Stock | F | 6423 | $14.68 | Disposed | 80895 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5242 | Indirect |
Footnotes
F1: Reflects tax withholding paid in connection with the settlement of one-third of the Restricted Stock Unit award granted on September 4, 2012. There was no transaction in the market.
F2: Between February 24, 2014 and September 4, 2014, the reporting person acquired 760 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated September 4, 2014.
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