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AES CORP — Director's Dealing 2014
Nov 4, 2014
30641_dirs_2014-11-04_d478d3f5-c1c5-4bc5-a967-d08c709d4de1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2014-11-03
Reporting Person: Vesey Andrew (EVP and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-03 | Common Stock | M | 1946 | $11.54 | Acquired | 148361 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-11-03 | Stock Option (Right to Buy) | $11.54 | M | 1946 | Disposed | 2014-11-03 | Common Stock (1946) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 24101 | Indirect |
Footnotes
F1: Between February 25, 2014 and November 3, 2014, the reporting person acquired 888 shares of AES Common Stock pursuant to The AES Retirement Saving Plan. This information is based on a plan statement dated November 3, 2014.
F2: This ten-year option grant was awarded on November 3, 2004 and became exercisable in three equal annual installments. The option grant was fully exercisable on November 3, 2007. Mr. Vesey is exercising his option grant and holding the underlying shares. There is no open market sale of AES securities in connection with this transaction.