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AES CORP Director's Dealing 2013

Mar 21, 2013

30641_dirs_2013-03-21_0d230a31-3f68-4ab4-9bc4-22ec7a20eec2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2013-03-20

Reporting Person: ROSSOTTI CHARLES O (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-03-20 Common Stock M 4187 $3.62 Acquired 14187 Direct
2013-03-20 Common Stock M 17725 $6.70 Acquired 31912 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-03-20 Stock Option (Right to Buy) $3.62 M 4187 Disposed 2013-03-31 Common Stock (4187) Direct
2013-03-20 Stock Option (Right to Buy) $6.70 M 17725 Disposed 2013-05-13 Common Stock (17725) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 40000 Indirect

Footnotes

F1: This ten year option grant was awarded on 3/31/2003 and became exercisable in five equal annual installments. The option grant was fully exercisable on 3/31/2008.

F2: This ten year option grant was awarded on 5/13/2003 and became exercisable in two equal annual installments. The option grant was fully exercisable on 5/13/2005.