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AES CORP — Director's Dealing 2013
May 15, 2013
30641_dirs_2013-05-15_d1041af4-f8a7-4297-a4d1-7fb0ed89a936.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2013-05-14
Reporting Person: Gluski Andres (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-14 | Common Stock | M | 22489 | $8.97 | Acquired | 463946 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-14 | Stock Option (Right to Buy) | $8.97 | M | 22489 | Disposed | 2014-02-04 | Common Stock (22489) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17619 | Indirect |
Footnotes
F1: Between February 15, 2013 and May 14, 2013, the reporting person acquired 479 shares of AES Common Stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated May 14, 2013.
F2: This ten year option grant was awarded on 2/4/2004 and became exercisable in three equal annual installments. The option grant was fully exercisable on 2/4/2007. Mr. Gluski is exercising his option grant and holding the underlying shares. There is no sale of AES securities in connection with this transaction.