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AES CORP — Director's Dealing 2013
May 15, 2013
30641_dirs_2013-05-15_f1338c60-9be0-4ca8-87af-c4803eda729e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2013-05-13
Reporting Person: Virag Sharon (VP, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-13 | Common Stock | A | 17294 | — | Acquired | 17294 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-13 | Stock Option (Right to Buy) | $13.01 | A | 65789 | Acquired | 2023-05-13 | Common Stock (65789) | Direct |
Footnotes
F1: This Restricted Stock Unit Award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on May 13, 2014 if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted.
F2: This stock option award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments if certain continuing employment conditions are satisfied. If such conditions are satisfied, the first installment becomes exercisable on May 13, 2014, and the next two installments become exercisable on May 13, 2015 and May 13, 2016, respectively.