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AES CORP — Director's Dealing 2011
Oct 14, 2011
30641_dirs_2011-10-14_1818f48d-db6f-4625-8f37-be231fee572e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2011-10-07
Reporting Person: Walkup Gardner (Vice President, Strategy)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18973 | Direct |
| Common Stock | 1522 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $11.56 | 2020-04-19 | Common Stock (17500) | Direct |
Footnotes
F1: This restricted stock unit award ("RSU") was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will vest in three equal annual installments beginning on February 18, 2012 if certain continuing employment conditions are satisfied. If such conditions are satisfied, each RSU entitles the holder to one share of AES Common Stock for each RSU granted.
F2: This option award vests in three equal annual installments. The first installment became exercisable on April 19, 2011, and the second and third installments become exercisable on April 19, 2012 and April 19, 2013, respectively.