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AES CORP — Director's Dealing 2010
Jan 5, 2010
30641_dirs_2010-01-05_505ecf71-4ab4-4c33-a1cf-31aae950582d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2009-12-31
Reporting Person: Vesey Andrew (EVP & Regional Pres L.A.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-31 | Common Stock | M | 5205 | — | Acquired | 7680 | Direct |
| 2009-12-31 | Common Stock | F | 1684 | $13.31 | Disposed | 5996 | Direct |
| 2009-12-31 | Common Stock | A | 1262 | $11.22 | Acquired | 11539 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | Restricted Stock Units | $ | M | 5205 | Disposed | 2009-12-31 | Common Stock (5205) | Direct |
Footnotes
F1: Each restricted stock unit represented a contingent right to recieve one share of AES Common Stock.
F2: Based upon the the latest plan statement dated 12/31/2009, the reporting person acquired 1,262 additional shares of AES Common Stock at an average price of $11.22 pursuant to The AES Retirement Savings Plan.
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