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AES CORP — Director's Dealing 2010
Nov 24, 2010
30641_dirs_2010-11-24_2238c9ff-2f48-45ae-b767-dd8514f297ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2010-11-22
Reporting Person: Woodruff Mark (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-11-22 | Common Stock | M | 54901 | $2.83 | Acquired | 67125 | Direct |
| 2010-11-22 | Common Stock | S | 54901 | $11.06 | Disposed | 12224 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-11-22 | Stock Option (Right to Buy) | $2.83 | M | 54901 | Disposed | 2013-02-12 | Common Stock (54901) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 45381 | Indirect |
Footnotes
F1: Represents the weighted average sales price of multiple sales transactions ranging in price from $11.03 to $11.08. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Commission Staff, the Company or a security holder of the Company.
F2: Since Mr. Woodruff's last filing on 2/23/2010, he acquired 937 shares of AES Common Stock at an average stock price of $10.99 pursuant to The AES Retirement Savings Plan.
F3: This option vested in three equal installments beginning on 2/12/2004.