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AES CORP — Director's Dealing 2010
Jan 5, 2010
30641_dirs_2010-01-05_e005cb19-46fc-4d6e-b5ad-e5daa3208434.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AES CORP (AES)
CIK: 0000874761
Period of Report: 2009-12-31
Reporting Person: Hall, III Edward C (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-31 | Common Stock | M | 5726 | — | Acquired | 20041 | Direct |
| 2009-12-31 | Common Stock | F | 1761 | $13.31 | Disposed | 18280 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-31 | Restricted Stock Units | $ | M | 5726 | Disposed | 2009-12-31 | Common Stock (5726) | Direct |
| 2009-12-31 | Units | $ | A | 138 | Acquired | Common Stock (138) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57238 | Indirect |
| Common Stock | 880 | Indirect |
Footnotes
F1: Each restricted stock unit represented a contingent right to receive AES Common Stock.
F2: Includes 9,490 shares owned jointly by the reporting person and his wife.
F3: These units were awarded pursuant to the Restoration Supplemental Retirement Plan (the "Plan"). The reporting person has elected to defer receipt of compensation otherwise payable to him in the form of stock units, the value of which is determined based on the Company's closing stock price on the last business day of each month. The Plan allows for distribution upon a date(s) specified by the participant in the event of the participant's unforeseeable emergency, death or termination of employment. This amount represents the reporting person's December 2009 deferral.