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AerSale Corp — Director's Dealing 2022
Dec 16, 2022
33067_dirs_2022-12-16_e8f631fa-73df-4c26-825b-4388ea8f093c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AerSale Corp (ASLE)
CIK: 0001754170
Period of Report: 2020-12-22
Reporting Person: Nichols Robert B. (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-14 | Common Stock | X | 58597 | $10.00 | Acquired | 3637483 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-22 | Stock Option (right to buy) | $10.00 | J | 58597 | Acquired | 2022-12-22 | Common Stock (58597) | Indirect |
| 2022-12-14 | Stock Option (right to buy) | $10.00 | X | 58597 | Disposed | 2022-12-22 | Common Stock (58597) | Indirect |
Footnotes
F1: Represents shares of Common Stock held by ThoughtValley, L.P. ("ThoughValley"). Mr. Nichols is the sole member and manager of ThoughtValley, LLC, which is the sole general partner of ThoughtValley. Accordingly, all of the shares held by ThoughtValley may be deemed to be beneficially held by Mr. Nichols.
F2: In connection with the transactions contemplated by the business combination of Monocle Acquisition Corporation ("Monocle"), AerSale Corporation (f/k/a Monocle Holdings, Inc.) (following the business combination, the "Issuer") and AerSale Aviation, Inc. (f/k/a AerSale Corp.) ("AerSale Aviation"), on September 8, 2020, the Reporting Person entered into an agreement with certain equityholders of the AerSale Aviation pursuant to which the Reporting Person acquired the right to purchase up to 58,597 shares of Common Stock in exchange for agreeing to reduce the cash consideration received by the Reporting Person in the business combination.