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AerSale Corp — Director's Dealing 2022
Dec 17, 2022
33067_dirs_2022-12-16_43e19cf8-8dd3-4015-9aa9-d92e46b8bfd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AerSale Corp (ASLE)
CIK: 0001754170
Period of Report: 2022-12-14
Reporting Person: Green Equity Investors CF, L.P. (Director, 10% Owner)
Reporting Person: GEI Capital CF, LLC (Director, 10% Owner)
Reporting Person: Green Equity Investors Side CF, L.P. (Director, 10% Owner)
Reporting Person: Leonard Green & Partners, L.P. (Director, 10% Owner)
Reporting Person: LGP Associates CF, LLC (Director, 10% Owner)
Reporting Person: LGP MANAGEMENT INC (Director, 10% Owner)
Reporting Person: PERIDOT COINVEST MANAGER LLC (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-14 | Common Stock | S | 82602 | $10.00 | Disposed | 12946524 | Direct |
| 2022-12-14 | Common Stock | S | 29482 | $10.00 | Disposed | 4620740 | Direct |
| 2022-12-14 | Common Stock | S | 16 | $10.00 | Disposed | 2557 | Direct |
Footnotes
F1: Represents shares of common stock, par value $0.0001 per share ("Common Stock") of the Issuer sold by Green Equity Investors CF, L.P. ("Main CF"). In connection with the 2020 transactions associated with the business combination of Monocle Acquisition Corporation, AerSale Corporation (f/k/a Monocle Holdings, Inc.) and AerSale Aviation, Inc. (f/k/a AerSale Corp.), Main CF, Green Equity Investors Side CF, L.P. ("Side CF") and LGP Associates CF LLC ("Associates CF") gave a purchase right to two members of senior management to acquire up to an aggregate of 112,100 shares of the Common Stock held by Main CF, Side CF and Associates CF at the price set forth on this row. Such purchase right was exercised in full.
F2: Represents shares of Common Stock owned by Main CF.
F3: GEI Capital CF, LLC ("Capital") is the general partner of Main CF and Side CF. Leonard Green & Partners, L.P. ("LGP") is the management company of Main CF and Side CF, and an affiliate of Capital. LGP Management, Inc. ("LGPM") is the general partner of LGP. Peridot Coinvest Manager LLC ("Peridot") is the management company of Associates CF.
F4: Each of Main CF, Side CF, Associates CF, Capital, LGP, LGPM, and Peridot directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the shares of Common Stock held by Main CF, Side CF, and Associates CF and, therefore, a "ten percent holder" hereunder.
F5: Each of the Reporting Persons disclaims beneficial ownership of the shares of Common Stock reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose.
F6: Represents shares of Common Stock sold by Side CF. In connection with the 2020 transactions associated with the business combination of Monocle Acquisition Corporation, AerSale Corporation (f/k/a Monocle Holdings, Inc.) and AerSale Aviation, Inc. (f/k/a AerSale Corp.), Main CF, Side CF and Associates CF gave a purchase right to two members of senior management to acquire up to an aggregate of 112,100 shares of the Common Stock held by Main CF, Side CF and Associates CF at the price set forth on this row. Such purchase right was exercised in full.
F7: Represents shares of Common Stock owned by Side CF.
F8: Represents shares of Common Stock sold by Associates CF. In connection with the 2020 transactions associated with the business combination of Monocle Acquisition Corporation, AerSale Corporation (f/k/a Monocle Holdings, Inc.) and AerSale Aviation, Inc. (f/k/a AerSale Corp.), Main CF, Side CF and Associates CF gave a purchase right to two members of senior management to acquire up to an aggregate of 112,100 shares of the Common Stock held by Main CF, Side CF and Associates CF at the price set forth on this row. Such purchase right was exercised in full.
F9: Represents shares of Common Stock owned by Associates CF.