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AerSale Corp — Director's Dealing 2021
Nov 17, 2021
33067_dirs_2021-11-16_3d564fc1-e448-494d-ae95-eb9173084125.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AerSale Corp (ASLE)
CIK: 0001754170
Period of Report: 2021-11-12
Reporting Person: Finazzo Nicholas (Director, CEO & Division Pres., TechOps.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-12 | Common Stock | X | 103363 | — | Acquired | 2932249 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-12 | Warrant | $11.50 | X | 103363 | Disposed | Common Stock (103363) | Indirect |
Footnotes
F1: On November 12, 2021 the reporting person exercised 103,363 warrants to purchase 103,636 shares of the registrant's common stock for $11.50 a share. The reporting person paid $1,188,674.50 to the registrant with respect to the exercise of the warrants.
F2: The shares of common stock are held directly by Enarey, L.P. ("Enarey"). Mr. Finazzo is the sole member and manager of Enarey, LLC, which is the sole general partner of Enarey. Mr. Finazzo disclaims any beneficial ownership of such common stock except to the extend of any pecuniary interest herein.
F3: The warrants are currently exercisable and will expire on December 22, 2025.