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AerSale Corp — Director's Dealing 2020
Dec 29, 2020
33067_dirs_2020-12-28_76fbf10c-d5a5-4408-9549-fedf7704a414.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AerSale Corp (ASLE)
CIK: 0001754170
Period of Report: 2020-12-22
Reporting Person: DEVABHAKTUNI SAI S (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-22 | Common Stock | D | 3253418 | — | Disposed | 1335885 | Indirect |
| 2020-12-22 | Common Stock | A | 32500 | — | Acquired | 1368385 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-22 | Warrant | $11.50 | A | 32500 | Acquired | 2025-12-22 | Common Stock (32500) | Indirect |
Footnotes
F1: Pursuant to the consummation of the business combination of Monocle Acquisition Corporation ("Monocle"), Monocle Holdings, Inc. (following the business combination, the "Issuer") and AerSale Corp., Monocle Partners, LLC ("Sponsor") (a) forfeited 3,253,418 shares of common stock to the Issuer and (b) converted a previously issued promissory note into 32,500 shares of common stock and warrants to purchase an equal number of common shares.
F2: The securities are held directly by Monocle Partners, LLC ("Sponsor") and indirectly by Eric J. Zahler, Sai S. Devabhaktuni and Richard J. Townsend as managers of the Sponsor. Each of Messrs. Zahler, Devabhaktuni and Townsend disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.