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AeroVironment Inc — Director's Dealing 2021
Mar 16, 2021
30396_dirs_2021-03-16_d8beda02-7c32-428b-8508-10165d8df127.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AeroVironment Inc (AVAV)
CIK: 0001368622
Period of Report: 2021-03-12
Reporting Person: Conver Timothy E (Director, Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-12 | Common Stock | S | 150000 | $113.16 | Disposed | 892227 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 45115 | Direct |
| Common Stock | 330000 | Indirect |
| Common Stock | 0 | Indirect |
Footnotes
F1: Held by The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
F2: Held by C5 Holdings LLC, a Delaware limited liability company.
F3: The reporting person is the manager of C5 Holdings LLC and consequently may be deemed to have sole voting control and investment discretion over securities owned by C5 Holdings LLC. The reporting person disclaims
beneficial ownership of the reported securities held by such LLC except to the extent of his pecuniary interest therein. The foregoing should not be construed in and of itself as an admission by the reporting person as to the beneficial ownership of the securities owned by such LLC
F4: Although the reporting person had no voting or dispositive power with respect to, and disclaimed beneficial ownership of, certain reported securities held by Sgt. Kay Foundation, the reporting person previously included such securities based on the reporting person's spouse's previous position as a director of Sgt. Kay Foundation. As the reporting person's spouse no longer holds such position and consequently no longer may be deemed to have voting control and investment discretion over such securities, such securities are no longer reported here.