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AeroVironment Inc — Director's Dealing 2012
Sep 19, 2012
30396_dirs_2012-09-18_845bab48-2c3d-43d6-9a4e-164a690d23de.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AeroVironment Inc (AVAV)
CIK: 0001368622
Period of Report: 2012-09-14
Reporting Person: Conver Timothy E (Director, Chairman, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-14 | Common Stock | M | 98530 | $.701 | Acquired | 98630 | Direct |
| 2012-09-14 | Common Stock | G | 98530 | — | Disposed | 100 | Direct |
| 2012-09-14 | Common Stock | G | 98530 | — | Acquired | 2681722 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-14 | Stock Option (Right to Purchase) | $.701 | M | 98530 | Disposed | 2012-10-15 | Common Stock (98530) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 470000 | Indirect |
Footnotes
F1: This report is voluntarily filed to reflect the contribution by Mr. Conver of 98,530 shares of issuers common stock to The Conver Family Trust, of which Mr. Conver is one of the trustees. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
F2: Held by The Conver Family Limited Partnership. The general partner of The Conver Family Limited Partnership is The Management Trust, of which Mr. Conver is a trustee. Mr. Conver disclaims beneficial ownership of any securities in which he does not have a pecuniary interest.
F3: The options vest in five equal annual installments beginning one year from October 15, 2002.