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AEMETIS, INC Director's Dealing 2023

Jan 9, 2023

33927_dirs_2023-01-09_af5b1912-82e4-4c69-8ae2-00fdb3427b24.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2023-01-05

Reporting Person: FOSTER ANDREW B (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-01-05 Option (right to buy) $3.75 A 12500 Acquired 2033-01-05 Common stock and Series B Preferred (12500) Direct
2023-01-05 Option (right to buy) $3.75 A 137500 Acquired 2033-01-05 Common stock and Series B Preferred (137500) Direct

Footnotes

F1: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

F2: Grant of Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 150,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.75 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. The grant was split into 137,500 non-qualified Incentive stock options (NQSO) and 12,500 as Incentive Stock Options (ISO) under the IRC 422(d) adjustment.