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AEMETIS, INC — Director's Dealing 2023
Jan 9, 2023
33927_dirs_2023-01-09_af5b1912-82e4-4c69-8ae2-00fdb3427b24.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2023-01-05
Reporting Person: FOSTER ANDREW B (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-01-05 | Option (right to buy) | $3.75 | A | 12500 | Acquired | 2033-01-05 | Common stock and Series B Preferred (12500) | Direct |
| 2023-01-05 | Option (right to buy) | $3.75 | A | 137500 | Acquired | 2033-01-05 | Common stock and Series B Preferred (137500) | Direct |
Footnotes
F1: 1/12th of the Option Shares vest every three(3)months from the date of the grant.
F2: Grant of Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 150,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.75 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company. The grant was split into 137,500 non-qualified Incentive stock options (NQSO) and 12,500 as Incentive Stock Options (ISO) under the IRC 422(d) adjustment.
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