AEMETIS, INC — Director's Dealing 2023

Jun 20, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2023-06-15

Reporting Person: BLOCK JOHN R (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-15	Common Stock	M	10000	$2.59	Acquired	50161	Direct
2023-06-15	Common Stock	F	3787	$6.84	Disposed	46374	Direct
2023-06-16	Common Stock	S	19205	$6.3011	Disposed	27169	Direct
2023-06-15	Common Stock	M	50000	$3.09	Acquired	77169	Direct
2023-06-15	Common Stock	F	22588	$6.84	Disposed	54581	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-15	Warrant (right to buy)	$2.59	M	10000	Disposed	2025-12-10	Common stock and Series B Preferred (10000)	Direct
2023-06-15	Option (right to buy)	$3.09	M	50000	Disposed	2031-01-07	Common stock and Series B Preferred (50000)	Direct

Footnotes

F1: Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the warrant by the reporting person.

F2: Price reflects weighted average sales price; actual sales prices ranged from $6.2 to $6.35. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate purchase price.

F3: Represents shares withheld by the Issuer to pay the exercise price in connection with a cashless exercise of the option by the reporting person.