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AEMETIS, INC Director's Dealing 2022

Mar 15, 2022

33927_dirs_2022-03-15_850432eb-28a5-49dc-849a-6bd2ad4fa22d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2022-03-14

Reporting Person: BLOCK JOHN R (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-03-14 Common Stock S 35000 $12.1172 Disposed 54627 Direct
2022-03-14 Common Stock M 35000 $1.72 Disposed 89627 Direct
2022-03-14 Common Stock S 1300 $12.1172 Disposed 53327 Direct
2022-03-14 Common Stock S 18865 $12.1172 Disposed 34462 Direct
2022-03-14 Common Stock S 10371 $12.1172 Acquired 24091 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-03-14 Option (right to buy) $1.72 M 35000 Disposed 2027-01-19 Common stock and Series B Preferred (35000) Direct

Footnotes

F1: 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017 and were sold on 3/14/2022 in the open market.

F2: 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017.

F3: 1,300 shares, which were acquired from the RSA grant on 1/7/2021, were sold on 3/14/2022 in the open market.

F4: 18,865 shares, which were acquired from the RSA grant on 4/8/2021, were sold on 3/14/2022 in the open market.

F5: 10,371 shares, which were acquired from the RSA grant on 1/6/2022, were sold on 3/14/2022 in the open market.

F6: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 24,091 shares of the Issuers common stock.