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AEMETIS, INC — Director's Dealing 2022
Mar 15, 2022
33927_dirs_2022-03-15_850432eb-28a5-49dc-849a-6bd2ad4fa22d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2022-03-14
Reporting Person: BLOCK JOHN R (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-03-14 | Common Stock | S | 35000 | $12.1172 | Disposed | 54627 | Direct |
| 2022-03-14 | Common Stock | M | 35000 | $1.72 | Disposed | 89627 | Direct |
| 2022-03-14 | Common Stock | S | 1300 | $12.1172 | Disposed | 53327 | Direct |
| 2022-03-14 | Common Stock | S | 18865 | $12.1172 | Disposed | 34462 | Direct |
| 2022-03-14 | Common Stock | S | 10371 | $12.1172 | Acquired | 24091 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-14 | Option (right to buy) | $1.72 | M | 35000 | Disposed | 2027-01-19 | Common stock and Series B Preferred (35000) | Direct |
Footnotes
F1: 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017 and were sold on 3/14/2022 in the open market.
F2: 35,000 shares, which were acquired by exercising the NQ options granted on 1/19/2017.
F3: 1,300 shares, which were acquired from the RSA grant on 1/7/2021, were sold on 3/14/2022 in the open market.
F4: 18,865 shares, which were acquired from the RSA grant on 4/8/2021, were sold on 3/14/2022 in the open market.
F5: 10,371 shares, which were acquired from the RSA grant on 1/6/2022, were sold on 3/14/2022 in the open market.
F6: As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 24,091 shares of the Issuers common stock.