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AEMETIS, INC Director's Dealing 2021

Jan 11, 2021

33927_dirs_2021-01-11_4e68fe13-bd7f-48d3-b2b1-704861067eda.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-01-07

Reporting Person: Gupta Sanjeev (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-07 Option (right to buy) $3.09 A 125000 Acquired 2031-01-07 Common stock and Series B Preferred (125000) Direct

Footnotes

F1: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

F2: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 125,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.09 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.