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AEMETIS, INC — Director's Dealing 2021
Jan 11, 2021
33927_dirs_2021-01-11_998aec50-08b9-4f4e-9be6-0301284444c0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-01-07
Reporting Person: Boness Naomi Louise (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-07 | Common Stock | A | 1300 | — | Acquired | 1300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-07 | Option (right to buy) | $3.09 | A | 50000 | Acquired | 2031-01-07 | Common stock and Series B Preferred (50000) | Direct |
Footnotes
F1: RSA with Immediate vest vesting schedule
F2: Grant of Restricted Stock Awards under the Aemetis, Inc. 2019 Stock Plan to acquire 1,300 shares of the Company's Common Stock ("Option Shares") subject to the terms of the Restricted Stock Award Agreement between the Reporting Person and the Company.
F3: 100% vest Immediately
F4: Grant of Non-Qualified Incentive Stock Option under the Aemetis, Inc. 2019 Stock Plan to purchase 50,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $3.09 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.