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AEMETIS, INC — Director's Dealing 2021
Jan 26, 2021
33927_dirs_2021-01-26_2a92c4b6-a1b0-47c3-94d3-5f1c02837cdc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-01-25
Reporting Person: Waltz Todd (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-25 | Option (right to buy) | $4.35 | D | 10000 | Disposed | 2022-05-21 | Common stock and Series B Preferred () | Direct |
Footnotes
F1: The 10,000 shares were exercised from grant 5/21/2015 and sold through executing the 10b5-1 plan.
F2: 1/12th of the Option Shares vest every three(3)months from the date of the grant.
F3: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 20,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $4.35 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.
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