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AEMETIS, INC Director's Dealing 2021

Jan 28, 2021

33927_dirs_2021-01-28_32d8e984-41b6-4983-ad37-f695863be486.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-01-26

Reporting Person: Waltz Todd (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-01-26 Option (right to buy) $4.35 D 10000 Disposed 2022-05-21 Common stock and Series B Preferred (10000) Direct

Footnotes

F1: The 10,000 shares were exercised from grant 5/21/2015 and sold through executing the 10b5-1 plan.

F2: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

F3: Grant of Incentive Stock Option under the Aemetis, Inc. Amended and Restated 2007 Stock Plan to purchase 20,000 shares of the Company's Common Stock ("Option Shares") at an exercise price of $4.35 per share, and subject to the terms of the Stock Option Agreement between the Reporting Person and the Company.