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AEMETIS, INC Director's Dealing 2021

Apr 21, 2021

33927_dirs_2021-04-21_2d539f90-57bd-4133-a237-572f5b6acb91.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AEMETIS, INC (AMTX)
CIK: 0000738214
Period of Report: 2021-04-19

Reporting Person: FOSTER ANDREW B (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-04-19 Option (right to buy) $2.54 D 68000 Disposed 2026-05-21 Common stock and Series B Preferred (78500) Direct
2021-04-19 Option (right to buy) $1.72 D 90942 Disposed 2027-01-19 Common stock and Series B Preferred (100000) Direct
2021-04-19 Option (right to buy) $0.92 D 33304 Disposed 2029-06-05 Common stock and Series B Preferred (35000) Direct
2021-04-19 Option (right to buy) $0.86 D 39779 Disposed 2030-01-09 Common stock and Series B Preferred (41666) Direct
2021-04-19 Option (right to buy) $2.59 D 4138 Disposed 2025-12-10 Common stock and Series B Preferred (20000) Direct
2021-04-20 Option (right to buy) $2.59 D 10000 Disposed 2025-12-10 Common stock and Series B Preferred (13134) Direct

Footnotes

F1: 1/12th of the Option Shares vest every three(3)months from the date of the grant.

F2: The 1-19-2017 option grant was exercised and sold through 10b5-1 plan.

F3: The 1-19-2017 option grant was exercised and sold through 10b5-1 plan sold as below

F4: The 6-06-2019 option grant was exercised and sold through 10b5-1 plan.

F5: The 1-9-2020 option grant was exercised and sold through 10b5-1 plan.

F6: The shares were exercised from warrant grant 12/10/2015 and sold through executing the 10b5-1 plan.